SFC Licences of TSOI Tsz Wan Vivian 蔡芷韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soul Ventures Investment Limited | RO | 9 | 01 December 2022 | 15 March 2024 |
| Soul Ventures Investment Limited | RE | 9 | 31 October 2022 | 01 December 2022 |
| Innovax Asset Management Limited 創陞資產管理有限公司 | RE | 9 | 31 August 2020 | 30 September 2022 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 9 | 25 November 2016 | 18 August 2017 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 25 November 2016 | 18 August 2017 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 | RE | 9 | 06 September 2016 | 15 September 2016 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 17 December 2015 | 15 September 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 July 2015 | 02 September 2015 |