SFC Licences of LU Xiaolong 盧曉瓏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 05 January 2016 | 30 April 2018 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 05 January 2016 | 30 April 2018 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 05 January 2016 | 30 April 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 17 July 2015 | 16 December 2015 |