SFC Licences of LAU Tsz Ching Julia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 | RE | 9 | 27 February 2024 | |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 01 September 2022 | 28 April 2023 |
| Merrill Lynch Far East Limited | RE | 6 | 27 July 2015 | 22 July 2022 |
| Merrill Lynch Far East Limited | RE | 4 | 27 July 2015 | 22 July 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 27 July 2015 | 22 July 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 July 2015 | 22 July 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 July 2015 | 22 July 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 27 July 2015 | 22 July 2022 |