SFC Licences of YE Tian 叶天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 31 March 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 24 July 2015 | 18 December 2016 |