SFC Licences of LIN Yuen Ying 林琬凝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 12 January 2022 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 12 January 2022 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 12 January 2022 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 12 January 2022 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 24 September 2021 | 29 November 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 24 September 2021 | 29 November 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 September 2021 | 29 November 2021 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 26 July 2018 | 05 September 2021 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 26 July 2018 | 05 September 2021 |
| Alpha Financial Group Limited 首盛資本集團有限公司 | RE | 1 | 07 June 2016 | 14 July 2018 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 07 June 2016 | 14 July 2018 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 27 July 2015 | 23 May 2016 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 27 July 2015 | 23 May 2016 |