SFC Licences of LEE Ning Yee Frances 李令儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RO | 1 | 05 July 2022 | |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RO | 9 | 25 January 2019 | |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RO | 4 | 25 January 2019 | |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 9 | 02 January 2019 | 25 January 2019 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 4 | 02 January 2019 | 25 January 2019 |
| IDEG Asset Management (Hong Kong) Limited | RO | 9 | 23 October 2017 | 01 January 2019 |
| IDEG Asset Management (Hong Kong) Limited | RO | 4 | 23 October 2017 | 01 January 2019 |
| IDEG Asset Management (Hong Kong) Limited | RO | 1 | 23 October 2017 | 01 January 2019 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 July 2015 | 06 April 2016 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 29 July 2015 | 06 April 2016 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 29 July 2015 | 06 April 2016 |