SFC Licenceholders of DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司
- compliance@dcwealth.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Hongjie 陳泓洁 | RE | 9 | 01 November 2021 | 31 October 2022 |
| CHEN Hongjie 陳泓洁 | RE | 4 | 01 November 2021 | 31 October 2022 |
| CHEN Hongjie 陳泓洁 | RO | 9 | 09 July 2019 | 01 November 2021 |
| CHEN Hongjie 陳泓洁 | RO | 4 | 09 July 2019 | 01 November 2021 |
| CHEN Hongjie 陳泓洁 | RE | 9 | 17 April 2018 | 09 July 2019 |
| CHEN Hongjie 陳泓洁 | RE | 4 | 17 April 2018 | 09 July 2019 |
| CHOY Wing Shan | RE | 9 | 31 July 2023 | |
| CHOY Wing Shan | RE | 4 | 31 July 2023 | |
| CHOY Wing Shan | RE | 1 | 31 July 2023 | |
| FAN Zhenhong 樊臻宏 | RO | 9 | 11 July 2017 | 12 July 2019 |
| FAN Zhenhong 樊臻宏 | RO | 4 | 11 July 2017 | 12 July 2019 |
| HO Sau Ming Silvia 何秀明 | RO | 9 | 01 November 2022 | |
| HO Sau Ming Silvia 何秀明 | RO | 4 | 01 November 2022 | |
| HO Sau Ming Silvia 何秀明 | RO | 1 | 01 November 2022 | |
| LEE Ning Yee Frances 李令儀 | RO | 1 | 05 July 2022 | |
| LEE Ning Yee Frances 李令儀 | RO | 9 | 25 January 2019 | |
| LEE Ning Yee Frances 李令儀 | RO | 4 | 25 January 2019 | |
| LEE Ning Yee Frances 李令儀 | RE | 9 | 02 January 2019 | 25 January 2019 |
| LEE Ning Yee Frances 李令儀 | RE | 4 | 02 January 2019 | 25 January 2019 |
| LIAO Yung-Chi 廖永祺 | RO | 1 | 05 July 2022 | |
| LIAO Yung-Chi 廖永祺 | RO | 9 | 07 January 2022 | |
| LIAO Yung-Chi 廖永祺 | RO | 4 | 07 January 2022 | |
| LIAO Yung-Chi 廖永祺 | RE | 9 | 03 January 2022 | 07 January 2022 |
| LIAO Yung-Chi 廖永祺 | RE | 4 | 03 January 2022 | 07 January 2022 |
| LIAO Yung-Chi 廖永祺 | RO | 9 | 11 July 2017 | 29 June 2019 |
| LIAO Yung-Chi 廖永祺 | RO | 4 | 11 July 2017 | 29 June 2019 |
| SHI Shaoqiang 施少強 | RO | 9 | 31 January 2018 | 23 November 2018 |
| SHI Shaoqiang 施少強 | RO | 4 | 31 January 2018 | 23 November 2018 |
| XIA Peng 夏鵬 | RE | 1 | 11 September 2023 | |
| XIA Peng 夏鵬 | RE | 9 | 07 August 2023 | |
| XIA Peng 夏鵬 | RE | 4 | 07 August 2023 | |
| YANG Jie 楊杰 | RO | 1 | 05 July 2022 | 31 March 2023 |
| YANG Jie 楊杰 | RO | 9 | 18 August 2021 | 31 March 2023 |
| YANG Jie 楊杰 | RO | 4 | 18 August 2021 | 31 March 2023 |
| YANG Jie 楊杰 | RE | 9 | 10 August 2021 | 18 August 2021 |
| YANG Jie 楊杰 | RE | 4 | 10 August 2021 | 18 August 2021 |
| ZHENG Dan 鄭丹 | RE | 9 | 03 January 2022 | |
| ZHENG Dan 鄭丹 | RE | 4 | 03 January 2022 | |
| ZHU Jinghong 朱婧红 | RE | 9 | 16 January 2019 | 03 March 2022 |
| ZHU Jinghong 朱婧红 | RE | 4 | 16 January 2019 | 03 March 2022 |