SFC Licences of KWOK Chai Yan 郭齊欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 19 October 2023 | |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 19 October 2023 | |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 25 August 2015 | 11 September 2018 |