SFC Licences of SIAO Li Gee, Ricky 蕭立基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Penjing Asset Management (Asia) Limited RE 9 26 July 2022 30 June 2023
Penjing Asset Management (Asia) Limited RE 4 26 July 2022 30 June 2023
Penjing Asset Management (Asia) Limited RE 1 26 July 2022 30 June 2023
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RO 9 04 February 2019 30 June 2022
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RO 4 04 February 2019 30 June 2022
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RO 1 04 February 2019 30 June 2022
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 9 04 August 2015 04 February 2019
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 4 04 August 2015 04 February 2019
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 1 04 August 2015 04 February 2019