SFC Licences of XIE Di 謝迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 05 May 2021 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 16 April 2021 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 16 April 2021 | |
China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 6 | 20 August 2019 | 31 March 2021 |
China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 1 | 20 August 2019 | 31 March 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 14 August 2015 | 20 May 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 14 August 2015 | 20 May 2016 |