SFC Licences of LU Yang 盧楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 06 February 2017 | 18 January 2021 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 06 February 2017 | 18 January 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 05 August 2015 | 06 January 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 05 August 2015 | 06 January 2017 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 05 August 2015 | 06 January 2017 |