SFC Licences of PETRIE Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 27 February 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 27 February 2023 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 August 2015 | 03 July 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 07 August 2015 | 03 July 2017 |