SFC Licences of WANG Rui 王睿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nan Fung Trinity (HK) Limited RE 4 13 December 2021 27 December 2023
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 9 20 March 2018 22 June 2020
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 4 20 March 2018 22 June 2020
Charles-Lim Capital Limited RE 9 28 August 2015 22 July 2016