SFC Licenceholders of Charles-Lim Capital Limited
- enquiries@charleslimcapital.com
- Website
- www.charleslimcapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHARLES Keiren | RO | 9 | 31 March 2010 | |
| LAU Yi Wang Ivan 柳意旺 | RE | 9 | 15 December 2017 | 21 June 2021 |
| LI Licong 李麗聰 | RE | 9 | 19 December 2016 | |
| LIM Shueh Yung | RO | 9 | 31 March 2010 | |
| ORCHARD Andrew John | RE | 9 | 19 August 2019 | 24 May 2023 |
| TSE Phoebe Yuen Ting 謝宛庭 | RO | 9 | 26 April 2021 | |
| TSE Phoebe Yuen Ting 謝宛庭 | RE | 9 | 18 December 2015 | 26 April 2021 |
| TSOI Ching Ni 蔡清妮 | RE | 9 | 01 June 2020 | |
| WANG Lixiao 王黎晓 | RE | 9 | 07 April 2014 | 28 June 2015 |
| WANG Rui 王睿 | RE | 9 | 28 August 2015 | 22 July 2016 |
| WONG Wing Kit 王永傑 | RO | 9 | 06 October 2020 | |
| YIP Ka Man 葉家旻 | RE | 9 | 14 January 2013 | 03 July 2015 |
| YIP Shiu Lun 葉兆麟 | RE | 9 | 19 May 2015 | 06 May 2020 |