SFC Licences of YEH Ming Ming 葉明明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 | RE | 1 | 16 January 2020 | |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 31 May 2019 |
| ICAP Securities Hong Kong Limited | RE | 1 | 21 May 2018 | 30 September 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 12 April 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 April 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 21 November 2016 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 November 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 21 November 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 21 November 2016 | 02 October 2017 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 13 August 2015 | 27 August 2016 |