SFC Licenceholders of ICAP Securities Hong Kong Limited
- angela.an@tpicap.com
- Website
- http://www.icap.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AHN Sat Byeol | RE | 2 | 27 July 2021 | 31 December 2021 |
| AHN Sat Byeol | RE | 1 | 27 July 2021 | 31 December 2021 |
| ASHBY Nicholas Stephen | RO | 1 | 31 January 2020 | 08 December 2020 |
| ASHBY Nicholas Stephen | RE | 7 | 18 November 2019 | 31 January 2020 |
| ASHBY Nicholas Stephen | RE | 1 | 18 November 2019 | 31 January 2020 |
| ASHBY Nicholas Stephen | RO | 7 | 31 January 2020 | 08 December 2020 |
| AZOUT Yohann Victor | RE | 1 | 10 December 2019 | 07 February 2022 |
| AZOUT Yohann Victor | RE | 7 | 10 December 2019 | 07 February 2022 |
| AZOUT Yohann Victor | RE | 2 | 10 December 2019 | 07 February 2022 |
| BARARD Joshua Raj | RE | 1 | 01 October 2018 | 02 August 2019 |
| BENHAMOU Laurent | RE | 2 | 18 May 2021 | 01 December 2023 |
| BENHAMOU Laurent | RE | 1 | 18 May 2021 | 01 December 2023 |
| BENJAMIN Marc David | RE | 1 | 21 October 2020 | 30 November 2021 |
| BENJAMIN Marc David | RE | 2 | 21 October 2020 | 30 November 2021 |
| BENJAMIN Timothy James | RE | 1 | 01 October 2018 | 31 March 2021 |
| BOKOBZA Dylan Joseph Nathanael | RE | 2 | 26 April 2023 | |
| BOKOBZA Dylan Joseph Nathanael | RE | 1 | 26 April 2023 | |
| BOYER Alexandre Louis Robert | RE | 1 | 01 October 2018 | 30 April 2022 |
| BOYER Alexandre Louis Robert | RE | 2 | 01 October 2018 | 30 April 2022 |
| CHAN Charles Yip Ming 陳業明 | RE | 1 | 29 January 2019 | 15 May 2020 |
| CHAN Kin Yuen 陳建源 | RE | 1 | 01 October 2018 | 02 October 2019 |
| CHANG Andrew | RE | 1 | 01 October 2018 | |
| CHANG Andrew | RE | 2 | 01 October 2018 | |
| CHARUIT Quentin Bruno Guy Georges | RE | 1 | 12 February 2019 | 28 June 2019 |
| CHEN Jennifer 陳亞婷 | RE | 1 | 01 August 2022 | |
| CHEN Jennifer 陳亞婷 | RE | 2 | 08 August 2022 | |
| CHEN Jiawei 陈嘉炜 | RE | 1 | 10 August 2021 | 30 April 2023 |
| CHEN Jiawei 陈嘉炜 | RE | 7 | 10 August 2021 | 30 April 2023 |
| CHEUNG Chung Yin 張仲賢 | RE | 1 | 24 January 2019 | 28 September 2020 |
| CHEUNG Ellen Ngar Yan 張雅茵 | RE | 2 | 16 February 2022 | 30 June 2023 |
| CHEUNG Ellen Ngar Yan 張雅茵 | RE | 1 | 16 February 2022 | 30 June 2023 |
| COLIN-JONES Alexander Mark | RE | 1 | 17 August 2020 | 27 October 2020 |
| COLIN-JONES Alexander Mark | RE | 2 | 17 August 2020 | 27 October 2020 |
| COLIN-JONES Alexander Mark | RO | 2 | 27 October 2020 | 31 December 2022 |
| COLIN-JONES Alexander Mark | RO | 1 | 27 October 2020 | 31 December 2022 |
| CUSACK Andrew Mark | RE | 2 | 26 August 2022 | |
| CUSACK Andrew Mark | RO | 1 | 30 June 2022 | |
| CUSACK Andrew Mark | RE | 1 | 24 June 2019 | 30 June 2022 |
| DELRUE Thibault Marc | RE | 1 | 11 September 2020 | 30 June 2021 |
| DELRUE Thibault Marc | RE | 2 | 11 September 2020 | 30 June 2021 |
| DOH Seung Han 陶承漢 | RE | 1 | 01 October 2018 | 31 August 2020 |
| DOH Seung Han 陶承漢 | RE | 2 | 01 October 2018 | 31 August 2020 |
| DU PUCH Amaury Olivier | RE | 1 | 03 April 2024 | |
| DU PUCH Amaury Olivier | RE | 2 | 03 April 2024 | |
| FORREST Richard William | RE | 2 | 02 April 2024 | |
| FORREST Richard William | RE | 1 | 02 April 2024 | |
| FUNG Kin Leung 馮健樑 | RE | 1 | 01 October 2018 | 23 January 2019 |
| FUNG Kin Leung 馮健樑 | RE | 2 | 01 October 2018 | 23 January 2019 |
| GAO Wenli | RE | 7 | 31 August 2021 | 30 April 2023 |
| GAO Wenli | RE | 1 | 31 August 2021 | 30 April 2023 |
| GUEGAN Vianney Eric | RE | 2 | 01 April 2022 | 30 June 2023 |
| GUEGAN Vianney Eric | RE | 1 | 01 April 2022 | 30 June 2023 |
| GUENIER Alix Long Daniel | RO | 2 | 27 October 2022 | |
| GUENIER Alix Long Daniel | RO | 1 | 27 October 2022 | |
| GUENIER Alix Long Daniel | RE | 1 | 14 October 2019 | 27 October 2022 |
| GUENIER Alix Long Daniel | RE | 2 | 14 October 2019 | 27 October 2022 |
| HE Shufen 何淑芬 | RE | 1 | 19 January 2021 | 30 July 2021 |
| HE Shufen 何淑芬 | RE | 2 | 19 January 2021 | 30 July 2021 |
| HEIDELBERG Jean Christophe | RO | 7 | 01 October 2018 | 30 November 2020 |
| HEIDELBERG Jean Christophe | RO | 1 | 01 October 2018 | 30 November 2020 |
| HEIDELBERG Jean Christophe | RO | 2 | 01 October 2018 | 30 November 2020 |
| HIDAKA Adrian | RE | 2 | 01 October 2018 | 09 October 2018 |
| HIDAKA Adrian | RE | 1 | 01 October 2018 | 09 October 2018 |
| HINO Dai | RE | 2 | 01 October 2018 | 02 December 2019 |
| HINO Dai | RE | 1 | 01 October 2018 | 02 December 2019 |
| HUI WAI HO 許偉浩 | RE | 7 | 13 June 2022 | 30 April 2023 |
| HUI WAI HO 許偉浩 | RE | 1 | 13 June 2022 | 30 April 2023 |
| HUMAN Brandt Van Aardt | RE | 2 | 08 August 2022 | |
| HUMAN Brandt Van Aardt | RE | 1 | 01 April 2019 | |
| JAMES Joel Graeme | RO | 2 | 01 October 2018 | 30 September 2022 |
| JAMES Joel Graeme | RO | 1 | 01 October 2018 | 30 September 2022 |
| JIAO CHUNMEI 焦春梅 | RE | 7 | 17 August 2022 | 30 April 2023 |
| JIAO CHUNMEI 焦春梅 | RE | 1 | 17 August 2022 | 30 April 2023 |
| KANG Gyong Hee | RE | 1 | 01 October 2018 | 11 October 2018 |
| KINGHAM Charles David | RE | 2 | 21 September 2020 | |
| KINGHAM Charles David | RE | 1 | 21 September 2020 | |
| KO Vanessa 高煒瑩 | RE | 1 | 01 October 2018 | |
| KO Vanessa 高煒瑩 | RE | 7 | 01 October 2018 | 12 February 2019 |
| KO Vanessa 高煒瑩 | RO | 7 | 12 February 2019 | |
| KORNBERG Benjamin Mikael | RE | 2 | 01 October 2018 | 12 December 2019 |
| KORNBERG Benjamin Mikael | RE | 1 | 01 October 2018 | 12 December 2019 |
| KOTHARI Aditya | RE | 2 | 16 January 2020 | 11 September 2020 |
| KOTHARI Aditya | RE | 1 | 16 January 2020 | 11 September 2020 |
| LAI Kwan Yee Stephanie 黎君兒 | RE | 7 | 25 November 2019 | |
| LAI Kwan Yee Stephanie 黎君兒 | RE | 1 | 25 November 2019 | |
| LEUNG Vicky 梁美璂 | RE | 1 | 01 October 2018 | 15 November 2019 |
| LEUNG Vicky 梁美璂 | RE | 2 | 01 October 2018 | 15 November 2019 |
| LEVY Raphael Jonathan Chalom | RE | 1 | 22 December 2020 | 18 March 2021 |
| LEVY Raphael Jonathan Chalom | RE | 2 | 22 December 2020 | 18 March 2021 |
| LEVY Raphael Jonathan Chalom | RO | 2 | 10 February 2020 | 22 December 2020 |
| LEVY Raphael Jonathan Chalom | RO | 1 | 10 February 2020 | 22 December 2020 |
| LEVY Raphael Jonathan Chalom | RE | 2 | 02 September 2019 | 10 February 2020 |
| LEVY Raphael Jonathan Chalom | RE | 1 | 02 September 2019 | 10 February 2020 |
| MA Ho Ming 馬浩銘 | RE | 1 | 28 October 2020 | 03 December 2021 |
| MA Ho Ming 馬浩銘 | RE | 2 | 28 October 2020 | 03 December 2021 |
| MAK Clement Ka Yiu 麥嘉耀 | RE | 1 | 01 October 2018 | 12 April 2019 |
| MAK Wai Hung Anthony | RE | 1 | 18 October 2023 | 17 January 2024 |
| MAK Wai Hung Anthony | RE | 2 | 18 October 2023 | 17 January 2024 |
| MAK Wai Hung Anthony | RE | 7 | 18 October 2023 | 17 January 2024 |
| MAK Wai Hung Anthony | RO | 1 | 17 January 2024 | |
| MAK Wai Hung Anthony | RO | 2 | 17 January 2024 | |
| MAK Wai Hung Anthony | RO | 7 | 17 January 2024 | |
| MASCOLO Fabiano Hugues Joseph | RE | 2 | 01 March 2019 | 31 October 2019 |
| MASCOLO Fabiano Hugues Joseph | RE | 1 | 01 March 2019 | 31 October 2019 |
| MAYER John Raymond | RE | 1 | 01 October 2018 | 31 July 2020 |
| MAYER John Raymond | RE | 2 | 01 October 2018 | 31 July 2020 |
| MCCORMICK-HOUSTON John Patrick | RE | 2 | 01 October 2018 | |
| MCCORMICK-HOUSTON John Patrick | RE | 1 | 01 October 2018 | |
| MECHOUK Mehdi | RE | 2 | 30 March 2022 | |
| MECHOUK Mehdi | RE | 1 | 30 March 2022 | |
| MEENAN Raymond David | RE | 2 | 01 October 2018 | 22 October 2019 |
| MEENAN Raymond David | RE | 1 | 01 October 2018 | 22 October 2019 |
| MEHTA Harshad Satish | RE | 2 | 30 March 2022 | 31 August 2022 |
| MEHTA Harshad Satish | RE | 1 | 30 March 2022 | 31 August 2022 |
| MORRISON Thomas James | RE | 2 | 03 May 2022 | |
| MORRISON Thomas James | RE | 1 | 03 May 2022 | |
| NEBOUT Alexandre Stanislas Thierry | RE | 1 | 01 October 2018 | 30 April 2022 |
| NEBOUT Alexandre Stanislas Thierry | RE | 2 | 01 October 2018 | 30 April 2022 |
| OH Cheong Choon 胡章俊 | RE | 2 | 20 August 2020 | 31 December 2022 |
| OH Cheong Choon 胡章俊 | RE | 1 | 20 August 2020 | 31 December 2022 |
| PANNELL Christian Jack | RE | 1 | 01 February 2019 | 07 February 2022 |
| PANNELL Luke Jonathan | RE | 2 | 01 October 2018 | 11 December 2020 |
| PANNELL Luke Jonathan | RE | 1 | 01 October 2018 | 11 December 2020 |
| PAO Lik Hang Nicholas 包力行 | RE | 1 | 13 June 2022 | 12 January 2023 |
| PAO Lik Hang Nicholas 包力行 | RE | 7 | 13 June 2022 | 12 January 2023 |
| PATEL Vinesh | RE | 1 | 01 October 2018 | 17 November 2020 |
| PLUNKETT Timothy Charles | RO | 1 | 25 September 2020 | 23 July 2021 |
| PLUNKETT Timothy Charles | RE | 1 | 27 July 2020 | 25 September 2020 |
| POIX Arnaud Bernard Fabrice Noel | RO | 1 | 05 January 2021 | 01 June 2022 |
| POIX Arnaud Bernard Fabrice Noel | RO | 2 | 05 January 2021 | 01 June 2022 |
| POIX Arnaud Bernard Fabrice Noel | RO | 7 | 05 January 2021 | 01 June 2022 |
| REINERT Scott Reinhard Hendrik | RO | 1 | 06 March 2023 | 25 October 2023 |
| REINERT Scott Reinhard Hendrik | RO | 2 | 06 March 2023 | 25 October 2023 |
| REINERT Scott Reinhard Hendrik | RE | 1 | 25 October 2023 | |
| REINERT Scott Reinhard Hendrik | RE | 2 | 25 October 2023 | |
| REINERT Scott Reinhard Hendrik | RE | 1 | 01 October 2018 | 06 March 2023 |
| REINERT Scott Reinhard Hendrik | RE | 2 | 01 October 2018 | 06 March 2023 |
| ROBB Gordon Bjorn | RE | 1 | 01 October 2018 | 11 October 2018 |
| ROBINE Charles-Antoine, Marie, Godfroy | RE | 1 | 01 December 2020 | 07 February 2022 |
| ROBINE Charles-Antoine, Marie, Godfroy | RE | 2 | 01 December 2020 | 07 February 2022 |
| SAKKA Bessam | RE | 1 | 20 January 2021 | 31 October 2023 |
| SAKKA Bessam | RE | 2 | 20 January 2021 | 31 October 2023 |
| TAGAWA Ichiro | RE | 1 | 01 October 2018 | 02 December 2019 |
| TAGAWA Ichiro | RE | 2 | 01 October 2018 | 02 December 2019 |
| TAI Chor Yan 戴楚殷 | RE | 1 | 09 November 2021 | 26 January 2024 |
| TAI Chor Yan 戴楚殷 | RE | 2 | 09 November 2021 | 26 January 2024 |
| TIMBERT Adrien Leo | RE | 1 | 23 November 2020 | 28 February 2022 |
| TOTTON Craig Thomas | RO | 1 | 01 October 2018 | 14 February 2020 |
| TOTTON Craig Thomas | RO | 2 | 01 October 2018 | 14 February 2020 |
| TOTTON Craig Thomas | RO | 7 | 01 October 2018 | 14 February 2020 |
| TSANG Michael 曾米高 | RO | 2 | 18 March 2019 | 02 January 2024 |
| TSANG Michael 曾米高 | RO | 7 | 18 March 2019 | 02 January 2024 |
| TSANG Michael 曾米高 | RE | 1 | 18 March 2019 | 18 March 2019 |
| TSANG Michael 曾米高 | RO | 1 | 18 March 2019 | 02 January 2024 |
| TSANG Michael 曾米高 | RE | 2 | 18 March 2019 | 18 March 2019 |
| TSANG Michael 曾米高 | RE | 7 | 18 March 2019 | 18 March 2019 |
| TSUI Chung Kwan 崔重君 | RE | 2 | 28 July 2022 | |
| TSUI Chung Kwan 崔重君 | RE | 1 | 01 October 2018 | |
| TUBIANA Frederic Antoine | RE | 2 | 01 October 2018 | 30 June 2020 |
| TUBIANA Frederic Antoine | RE | 1 | 01 October 2018 | 30 June 2020 |
| VALANSOT Pascal | RE | 1 | 01 April 2022 | 07 July 2022 |
| VALANSOT Pascal | RE | 2 | 01 April 2022 | 07 July 2022 |
| VALANSOT Pascal | RO | 1 | 07 July 2022 | |
| VALANSOT Pascal | RO | 2 | 07 July 2022 | |
| VALLY Loic Patrick Frederic | RE | 1 | 01 October 2018 | 07 February 2022 |
| WONG Kwong Leong 王光亮 | RE | 2 | 01 October 2018 | 31 July 2020 |
| WONG Kwong Leong 王光亮 | RE | 1 | 01 October 2018 | 31 July 2020 |
| XU Jun 徐俊 | RE | 1 | 28 September 2021 | 30 April 2023 |
| XU Jun 徐俊 | RE | 7 | 28 September 2021 | 30 April 2023 |
| XU Jun 徐俊 | RE | 1 | 01 October 2018 | 30 October 2018 |
| YABE Nanako | RE | 2 | 11 March 2022 | 24 June 2022 |
| YABE Nanako | RE | 1 | 11 March 2022 | 24 June 2022 |
| YEH Ming Ming 葉明明 | RE | 1 | 01 October 2018 | 31 May 2019 |
| YU Hiu Chuen Jeffrey 余曉川 | RE | 2 | 20 July 2022 | |
| YU Hiu Chuen Jeffrey 余曉川 | RE | 1 | 04 June 2020 | |
| ZHANG Shuo 張碩 | RE | 1 | 01 October 2018 | 04 June 2019 |