SFC Licences of REN Yi 任毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 04 May 2017 | 24 August 2019 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 04 May 2017 | 24 August 2019 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 | RE | 5 | 29 October 2015 | 07 April 2017 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 | RE | 2 | 29 October 2015 | 07 April 2017 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 4 | 16 September 2015 | 07 April 2017 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 1 | 16 September 2015 | 07 April 2017 |