SFC Licences of LAU Siu Lun 劉兆倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 08 February 2019 | 30 June 2019 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 9 | 17 January 2019 | 30 June 2019 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 | RE | 9 | 07 May 2018 | 19 October 2018 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 | RE | 1 | 06 March 2017 | 28 February 2018 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 21 August 2015 | 27 January 2017 |