SFC Licences of LAW Tsz Shing 羅子成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RO | 1 | 02 November 2022 | |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 26 May 2022 | 02 November 2022 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 4 | 07 December 2021 | 11 April 2022 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 2 | 25 June 2021 | 11 April 2022 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 25 June 2021 | 11 April 2022 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 05 July 2017 | 11 June 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 05 July 2017 | 11 June 2021 |
| Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 1 | 07 February 2017 | 09 June 2017 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 2 | 07 February 2017 | 09 June 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 August 2015 | 21 January 2017 |