SFC Licences of HUANG Kai 黃凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 9 | 13 March 2023 | |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 4 | 13 March 2023 | |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 | RE | 1 | 24 February 2023 | |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 15 January 2019 | 03 January 2023 |
| Tensant Securities Limited 天晟證券有限公司 | RE | 1 | 02 May 2018 | 09 October 2018 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 20 September 2017 | 10 April 2018 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 20 September 2017 | 10 April 2018 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 09 May 2017 | 31 August 2017 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 24 August 2015 | 31 August 2017 |