SFC Licences of LIU Kin Man 廖建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 9 | 10 March 2023 | |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 4 | 10 March 2023 | |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 1 | 10 March 2023 | |
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 | RE | 2 | 20 June 2016 | 02 June 2021 |
Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 25 August 2015 | 23 April 2016 |
Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 25 August 2015 | 23 April 2016 |