SFC Licences of LAM Chi Yip 林志業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jone Portman Limited 祖士栢有限公司 | RO | 9 | 18 July 2023 | |
| Jone Portman Limited 祖士栢有限公司 | RO | 4 | 18 July 2023 | |
| Jone Portman Limited 祖士栢有限公司 | RO | 1 | 18 July 2023 | |
| Jone Portman Limited 祖士栢有限公司 | RO | 5 | 19 April 2023 | |
| Jone Portman Limited 祖士栢有限公司 | RO | 2 | 19 April 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 05 November 2019 | 30 June 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 05 November 2019 | 30 June 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 August 2019 | 30 June 2022 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 21 August 2019 | 30 June 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 August 2019 | 30 June 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 10 September 2018 | 30 June 2019 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 09 November 2015 | 30 June 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 August 2015 | 30 June 2019 |