SFC Licences of SHANG Qian 尚前
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 03 November 2021 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 03 November 2021 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 03 November 2021 | |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 02 May 2017 | 06 June 2021 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 02 May 2017 | 06 June 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 September 2015 | 19 April 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 September 2015 | 19 April 2017 |