SFC Licences of LI Yixun 李以迅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 22 November 2016 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 22 November 2016 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 22 November 2016 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 24 March 2016 | 30 October 2016 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 26 October 2015 | 30 October 2016 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 27 August 2015 | 30 October 2016 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 27 August 2015 | 30 October 2016 |