SFC Licences of LI Yixun 李以迅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司
RE 1 22 November 2016
ICBC International Capital Limited 工銀國際融資有限公司
RE 1, 6 22 November 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 24 March 2016 30 October 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 26 October 2015 30 October 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 27 August 2015 30 October 2016