SFC Licences of GUO Dandan 郭丹丹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 31 August 2022
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 28 July 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 28 July 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 04 July 2017 02 July 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 04 July 2017 02 July 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 04 September 2015 05 April 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 04 September 2015 05 April 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 04 September 2015 05 April 2017