SFC Licences of GUO Dandan 郭丹丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 31 August 2022 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 28 July 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 28 July 2021 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 04 July 2017 | 02 July 2021 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 04 July 2017 | 02 July 2021 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 04 September 2015 | 05 April 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 04 September 2015 | 05 April 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 04 September 2015 | 05 April 2017 |