SFC Licences of STEVENSON John Arthur Liam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RE | 9 | 02 January 2019 | 13 June 2023 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 9 | 13 December 2017 | 15 December 2018 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 4 | 13 December 2017 | 15 December 2018 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 22 September 2015 | 13 December 2017 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 22 September 2015 | 13 December 2017 |