SFC Licences of HE Siyang 賀司洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 15 August 2018 | 17 July 2020 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 15 August 2018 | 17 July 2020 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 15 August 2018 | 17 July 2020 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 9 | 17 January 2017 | 26 July 2018 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 4 | 17 January 2017 | 26 July 2018 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 17 January 2017 | 26 July 2018 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 10 September 2015 | 09 December 2016 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 10 September 2015 | 09 December 2016 |