SFC Licences of HE Siyang 賀司洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 15 August 2018 17 July 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 15 August 2018 17 July 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 15 August 2018 17 July 2020
Tian Yuan Finance Limited 天元金融有限公司 RE 9 17 January 2017 26 July 2018
Tian Yuan Finance Limited 天元金融有限公司 RE 4 17 January 2017 26 July 2018
Tian Yuan Finance Limited 天元金融有限公司 RE 1 17 January 2017 26 July 2018
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 10 September 2015 09 December 2016
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 10 September 2015 09 December 2016