SFC Licences of YUNG Ho Yin 翁浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 13 July 2020 | 12 June 2022 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 13 July 2020 | 12 June 2022 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 November 2018 | 26 June 2020 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 24 September 2018 | 26 June 2020 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 15 September 2015 | 29 July 2018 |