SFC Licences of YUNG Ho Yin 翁浩賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Capital Limited 華富建業企業融資有限公司 RE 6 13 July 2020 12 June 2022
Quam Capital Limited 華富建業企業融資有限公司 RE 1 13 July 2020 12 June 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 13 November 2018 26 June 2020
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 24 September 2018 26 June 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 15 September 2015 29 July 2018