SFC Licences of YE Qian 叶倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 19 December 2016 | 04 April 2019 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 13 June 2016 | 04 April 2019 |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 13 June 2016 | 31 March 2017 |
Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 22 September 2015 | 26 April 2016 |
Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 22 September 2015 | 26 April 2016 |