SFC Licences of KIM Yong Duk 金容德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 9 | 02 April 2024 | |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 4 | 17 August 2023 | |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 1 | 17 August 2023 | |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) | RE | 4 | 19 January 2021 | 04 August 2023 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) | RE | 1 | 19 January 2021 | 04 August 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 25 September 2015 | 13 March 2020 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 25 September 2015 | 13 March 2020 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 25 September 2015 | 20 June 2018 |