SFC Licences of XU Yachuan 徐亞川

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huabang Securities Limited 華邦證券有限公司 RE 4 28 October 2020
Huabang Securities Limited 華邦證券有限公司 RE 1 28 October 2020
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 24 May 2016 06 June 2019
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 24 May 2016 06 June 2019
Fulbright Futures Limited 富昌期貨有限公司 RE 5 03 December 2015 10 April 2016
Fulbright Securities Limited 富昌證券有限公司 RE 4 03 December 2015 10 April 2016
Fulbright Securities Limited 富昌證券有限公司 RE 1 09 October 2015 10 April 2016
Fulbright Futures Limited 富昌期貨有限公司 RE 2 09 October 2015 10 April 2016
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 09 October 2015 10 April 2016