SFC Licences of XU Yachuan 徐亞川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RE | 4 | 28 October 2020 | 25 August 2022 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RE | 1 | 28 October 2020 | 25 August 2022 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 24 May 2016 | 06 June 2019 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 24 May 2016 | 06 June 2019 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 5 | 03 December 2015 | 10 April 2016 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 03 December 2015 | 10 April 2016 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 09 October 2015 | 10 April 2016 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 09 October 2015 | 10 April 2016 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 09 October 2015 | 10 April 2016 |