SFC Licences of LU Liyan 陸麗妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Flow Capital (HK) Limited 正流資本(香港)有限公司 | RO | 1 | 27 February 2023 | |
| Flow Capital (HK) Limited 正流資本(香港)有限公司 | RO | 4 | 27 February 2023 | |
| Flow Capital (HK) Limited 正流資本(香港)有限公司 | RO | 9 | 11 May 2021 | |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 1 | 16 May 2019 | 29 May 2020 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 4 | 16 May 2019 | 29 May 2020 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 16 May 2019 | 29 May 2020 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 4 | 18 May 2016 | 30 April 2019 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 9 | 18 May 2016 | 30 April 2019 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 1 | 10 December 2015 | 30 April 2019 |
| QMIS Securities Limited 華亞證券有限公司 | RE | 1 | 09 November 2015 | 17 November 2015 |