SFC Licences of LU Liyan 陸麗妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Flow Capital (HK) Limited 正流資本(香港)有限公司 RO 4 27 February 2023
Flow Capital (HK) Limited 正流資本(香港)有限公司 RO 1 27 February 2023
Flow Capital (HK) Limited 正流資本(香港)有限公司 RO 9 11 May 2021
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 9 16 May 2019 29 May 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 4 16 May 2019 29 May 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 1 16 May 2019 29 May 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 18 May 2016 30 April 2019
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 18 May 2016 30 April 2019
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 10 December 2015 30 April 2019
QMIS Securities Limited 華亞證券有限公司 RE 1 09 November 2015 17 November 2015