SFC Licenceholders of Guotai Junan Fund Management Limited 國泰君安基金管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Chih-ching 陳志清 | RE | 9 | 02 November 2015 | 23 June 2016 |
| CHEN Chih-ching 陳志清 | RE | 4 | 02 November 2015 | 23 June 2016 |
| CHEN Chih-ching 陳志清 | RE | 1 | 02 November 2015 | 23 June 2016 |
| CHEN Huilin 陳輝林 | RO | 9 | 27 May 2019 | 22 September 2020 |
| CHEN Huilin 陳輝林 | RO | 4 | 27 May 2019 | 22 September 2020 |
| CHEN Huilin 陳輝林 | RO | 1 | 27 May 2019 | 22 September 2020 |
| CHEN Huilin 陳輝林 | RE | 9 | 09 January 2019 | 27 May 2019 |
| CHEN Huilin 陳輝林 | RE | 4 | 09 January 2019 | 27 May 2019 |
| CHEN Huilin 陳輝林 | RE | 1 | 09 January 2019 | 27 May 2019 |
| CHEUNG Lai Yan Charles 張禮仁 | RO | 9 | 26 November 2008 | 08 March 2011 |
| CHIU Hsih Chien 丘世健 | RO | 4 | 17 February 2014 | 01 July 2014 |
| CHIU Hsih Chien 丘世健 | RO | 1 | 17 February 2014 | 01 July 2014 |
| CHIU Simon Siu Hung 趙少洪 | RE | 9 | 07 August 2015 | 29 March 2016 |
| CHIU Simon Siu Hung 趙少洪 | RE | 4 | 07 August 2015 | 29 March 2016 |
| CHIU Simon Siu Hung 趙少洪 | RE | 1 | 07 August 2015 | 29 March 2016 |
| CHOY Tak Sum 蔡德森 | RE | 1 | 15 May 2020 | 24 November 2020 |
| CHOY Tak Sum 蔡德森 | RE | 9 | 15 April 2020 | 18 August 2023 |
| CHOY Tak Sum 蔡德森 | RE | 4 | 15 April 2020 | 29 April 2021 |
| DAI Zuxiang 戴祖祥 | RE | 9 | 01 September 2009 | 07 October 2016 |
| GAO Haifeng 高海峰 | RE | 9 | 10 September 2021 | 21 October 2021 |
| HUANG Qijun 黃奇俊 | RE | 9 | 15 April 2010 | 01 January 2017 |
| LIU Jingyang 柳景洋 | RE | 1 | 19 September 2019 | 09 December 2020 |
| LIU Jingyang 柳景洋 | RE | 9 | 19 August 2019 | 31 May 2021 |
| LIU Jingyang 柳景洋 | RE | 4 | 19 August 2019 | 29 April 2021 |
| LU Liyan 陸麗妍 | RE | 9 | 16 May 2019 | 29 May 2020 |
| LU Liyan 陸麗妍 | RE | 4 | 16 May 2019 | 29 May 2020 |
| LU Liyan 陸麗妍 | RE | 1 | 16 May 2019 | 29 May 2020 |
| MA Kai 馬凱 | RO | 9 | 23 December 2015 | 23 September 2020 |
| MA Kai 馬凱 | RO | 4 | 23 December 2015 | 23 September 2020 |
| MAK Chak Hung 麥澤鴻 | RO | 9 | 29 May 2008 | 14 November 2008 |
| QI Haiying 祁海英 | RO | 9 | 27 November 2017 | 06 February 2024 |
| QI Haiying 祁海英 | RO | 4 | 27 November 2017 | 01 April 2021 |
| QI Haiying 祁海英 | RO | 1 | 27 November 2017 | 30 September 2020 |
| TAN Hee Yong, Jeremy 陳希揚 | RE | 9 | 10 November 2015 | 21 January 2016 |
| TAN Hee Yong, Jeremy 陳希揚 | RE | 4 | 10 November 2015 | 21 January 2016 |
| TAN Hee Yong, Jeremy 陳希揚 | RE | 1 | 10 November 2015 | 21 January 2016 |
| WANG Ruiqi 王睿琦 | RO | 9 | 17 October 2019 | 06 February 2024 |
| WANG Ruiqi 王睿琦 | RO | 4 | 17 October 2019 | 20 May 2021 |
| WANG Ruiqi 王睿琦 | RO | 1 | 17 October 2019 | 09 December 2020 |
| WANG Ruiqi 王睿琦 | RE | 9 | 23 April 2019 | 17 October 2019 |
| WANG Ruiqi 王睿琦 | RE | 4 | 23 April 2019 | 17 October 2019 |
| WANG Ruiqi 王睿琦 | RE | 1 | 23 April 2019 | 17 October 2019 |
| WANG Yanxu 王延旭 | RE | 9 | 04 August 2021 | 10 January 2023 |
| YANG Ying 楊瑩 | RE | 9 | 30 September 2011 | 12 December 2015 |
| YANG Ying 楊瑩 | RE | 4 | 30 September 2011 | 12 December 2015 |
| YIM Fung 閻峰 | RO | 1 | 17 February 2014 | 30 September 2020 |
| YIM Fung 閻峰 | RO | 4 | 04 August 2011 | 16 November 2020 |
| YIM Fung 閻峰 | RO | 9 | 29 May 2008 | 16 November 2020 |
| YUAN Junping 袁軍平 | RO | 1 | 17 February 2014 | 04 September 2017 |
| YUAN Junping 袁軍平 | RO | 4 | 04 August 2011 | 04 September 2017 |
| YUAN Junping 袁軍平 | RO | 9 | 07 March 2011 | 04 September 2017 |
| ZHU Qian 朱茜 | RE | 9 | 10 September 2020 | 10 January 2023 |
| ZHU Qian 朱茜 | RE | 4 | 10 September 2020 | 29 April 2021 |