SFC Licences of LI Tiantian 李田田
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 29 August 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 29 August 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 August 2022 | |
| Pandtong Quantitative Research Limited 磐通量化研究有限公司 | RO | 9 | 23 August 2021 | 05 August 2022 |
| Pandtong Quantitative Research Limited 磐通量化研究有限公司 | RO | 4 | 23 August 2021 | 05 August 2022 |
| Akuna Hong Kong Limited | RO | 1 | 30 October 2020 | 16 July 2021 |
| Akuna Hong Kong Limited | RE | 2 | 16 September 2020 | 16 July 2021 |
| Akuna Hong Kong Limited | RE | 1 | 09 September 2020 | 30 October 2020 |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 9 | 06 December 2019 | 16 March 2020 |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 4 | 06 December 2019 | 16 March 2020 |
| Oshidori Securities Limited 威華達證券有限公司 | RO | 1 | 06 December 2019 | 16 March 2020 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 | RE | 6 | 20 July 2016 | 16 March 2020 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 9 | 19 October 2015 | 06 December 2019 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 1 | 19 October 2015 | 06 December 2019 |
| Oshidori Securities Limited 威華達證券有限公司 | RE | 4 | 19 October 2015 | 06 December 2019 |