SFC Licences of CHEN Chutian 陳楚天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 10 December 2021 | 08 April 2022 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 10 December 2021 | 08 April 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 November 2015 | 20 April 2018 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 10 November 2015 | 20 April 2018 |