SFC Licences of KIM Jun Sub
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 21 August 2023 | |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 21 August 2023 | |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 21 August 2023 | |
| M&G Investments (Hong Kong) Limited | RE | 4 | 18 August 2022 | 19 September 2022 |
| M&G Investments (Hong Kong) Limited | RE | 1 | 22 July 2022 | 19 September 2022 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 02 August 2018 | 29 April 2022 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 16 October 2015 | 20 June 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 16 October 2015 | 20 June 2018 |