SFC Licenceholders of M&G Investments (Hong Kong) Limited
- Compliance.HK1@MandG.com
- Website
- http://www.mandg.hk/
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ANDREWS Christopher John | RE | 1 | 05 March 2018 | 10 March 2018 |
| ARAUJO Alexander Almendra | RE | 1 | 04 October 2021 | 01 December 2021 |
| BABBER ANUJ | RE | 1 | 22 October 2018 | 22 October 2018 |
| BROOKS Neal John | RE | 1 | 16 October 2017 | 18 October 2017 |
| CALICH Claudia | RE | 1 | 21 June 2019 | 27 June 2019 |
| CARPANEDA Nicolo Luigi | RE | 1 | 16 April 2018 | 16 April 2018 |
| CEREZO Rafael Alejandro | RE | 1 | 24 October 2018 | 24 October 2018 |
| CEREZO Rafael Alejandro | RE | 1 | 08 February 2018 | 09 February 2018 |
| CHARTRES Pierre | RE | 1 | 28 November 2018 | |
| CHARTRES Pierre | RE | 1 | 13 August 2018 | 14 August 2018 |
| CHARTRES Pierre | RE | 1 | 02 November 2017 | 03 November 2017 |
| CHATLEY Gaurav | RE | 1 | 08 June 2017 | 09 June 2017 |
| CHERRINGTON Benjamin James | RO | 1 | 01 March 2018 | 31 July 2018 |
| CHO Yee Kee, Amy 曹綺琪 | RO | 4 | 04 July 2024 | |
| CHO Yee Kee, Amy 曹綺琪 | RO | 1 | 04 July 2024 | |
| CHO Yee Kee, Amy 曹綺琪 | RE | 4 | 13 May 2024 | 04 July 2024 |
| CHO Yee Kee, Amy 曹綺琪 | RE | 1 | 13 May 2024 | 04 July 2024 |
| CHUNG Eva Ting Yan 鍾婷欣 | RE | 4 | 07 November 2019 | 31 January 2020 |
| CHUNG Eva Ting Yan 鍾婷欣 | RE | 1 | 02 July 2019 | 31 January 2020 |
| CREPERIO Graziano | RE | 1 | 31 October 2018 | 01 November 2018 |
| CUMERLATO Riccardo | RE | 1 | 24 October 2018 | 24 October 2018 |
| CUNNINGHAM Nicholas James | RE | 4 | 02 October 2019 | 08 May 2023 |
| CUNNINGHAM Nicholas James | RE | 1 | 02 October 2019 | 08 May 2023 |
| DE BRUIJCKERE Marcel Johan | RO | 1 | 18 February 2014 | 07 January 2019 |
| DEETMAN Herman Jan | RE | 1 | 04 October 2021 | 01 December 2021 |
| DYER Michael John | RO | 1 | 09 December 2019 | |
| DYER Michael John | RO | 4 | 30 August 2019 | |
| DYER Michael John | RE | 1 | 15 May 2019 | 09 December 2019 |
| FISHWICK David Francis | RE | 1 | 12 January 2023 | 13 January 2023 |
| HAGDRUP Fiona Mary | RE | 1 | 25 February 2019 | 26 February 2019 |
| HAMILTON James Douglas Ross | RE | 1 | 08 June 2017 | 09 June 2017 |
| HENDRY Andrew Peter | RO | 1 | 18 February 2014 | 23 October 2015 |
| ISAACS Stefan | RE | 1 | 04 September 2017 | 05 September 2017 |
| JONES Barnaby Leonard | RO | 4 | 30 August 2019 | 30 June 2020 |
| JONES Barnaby Leonard | RE | 1 | 07 March 2018 | 19 June 2018 |
| JONES Barnaby Leonard | RO | 1 | 19 June 2018 | 30 June 2020 |
| JONES Benjamin Charles | RE | 1 | 02 October 2018 | 02 October 2018 |
| KANG Tae Jong 姜太鐘 | RE | 4 | 14 December 2020 | |
| KANG Tae Jong 姜太鐘 | RE | 1 | 14 December 2020 | |
| KENNEDY Michael Thomas | RE | 1 | 08 June 2017 | 09 June 2017 |
| KHOO Phuay Gek, Eunice | RE | 1 | 11 February 2019 | 14 February 2019 |
| KIM Jun Sub | RE | 4 | 18 August 2022 | 19 September 2022 |
| KIM Jun Sub | RE | 1 | 22 July 2022 | 19 September 2022 |
| KO Ka Long 高家朗 | RE | 4 | 18 October 2021 | 06 August 2023 |
| KO Ka Long 高家朗 | RE | 1 | 18 October 2021 | 06 August 2023 |
| KOH Wan Chin | RE | 1 | 30 August 2016 | 11 March 2019 |
| LEE Sze Ting 李斯婷 | RE | 1 | 21 June 2016 | 22 June 2016 |
| LEI Yuen Ching 李婉菁 | RO | 4 | 11 December 2019 | 25 April 2021 |
| LEI Yuen Ching 李婉菁 | RO | 1 | 30 August 2019 | 25 April 2021 |
| LEI Yuen Ching 李婉菁 | RE | 1 | 07 December 2018 | 30 August 2019 |
| LEUNG Karen Ka Ying 梁家瑩 | RE | 4 | 23 December 2022 | |
| LEUNG Karen Ka Ying 梁家瑩 | RE | 1 | 23 December 2022 | |
| LIN Chang-Chung 林長忠 | RO | 4 | 28 July 2020 | 01 March 2024 |
| LIN Chang-Chung 林長忠 | RO | 1 | 28 July 2020 | 01 March 2024 |
| LIN Chang-Chung 林長忠 | RE | 4 | 27 July 2020 | 28 July 2020 |
| LIN Chang-Chung 林長忠 | RE | 1 | 27 July 2020 | 28 July 2020 |
| LIU Victoria Audrey 廖卓琦 | RE | 4 | 07 November 2019 | 10 November 2020 |
| LIU Victoria Audrey 廖卓琦 | RE | 1 | 01 June 2018 | 10 November 2020 |
| LIU Zhongyi 刘众仪 | RE | 4 | 24 May 2022 | |
| LIU Zhongyi 刘众仪 | RE | 1 | 24 May 2022 | |
| LO Sin Sin 羅倩倩 | RO | 4 | 08 August 2024 | |
| LO Sin Sin 羅倩倩 | RO | 1 | 08 August 2024 | |
| LO Sin Sin 羅倩倩 | RE | 4 | 11 June 2024 | 08 August 2024 |
| LO Sin Sin 羅倩倩 | RE | 1 | 11 June 2024 | 08 August 2024 |
| MACHU Christophe Eric Henri | RE | 1 | 24 May 2018 | 25 May 2018 |
| MACHU Christophe Eric Henri | RE | 1 | 11 January 2018 | 14 January 2018 |
| MAYHEW John Richard | RE | 1 | 04 September 2018 | 05 September 2018 |
| MIYATA Kotaro | RE | 1 | 27 September 2021 | 01 December 2021 |
| MIYATA Kotaro | RE | 1 | 27 July 2020 | 07 August 2020 |
| MIYATA Kotaro | RE | 1 | 09 May 2019 | 13 May 2019 |
| MORAN Craig | RE | 1 | 25 February 2019 | 26 February 2019 |
| NEVADO Juan Antonio | RE | 1 | 23 April 2018 | 23 April 2018 |
| NG Chiang Ling | RE | 1 | 12 February 2019 | 14 February 2019 |
| NGUYEN Ignace Nam | RE | 1 | 11 January 2017 | 12 July 2019 |
| NICOLL William | RE | 1 | 15 November 2018 | 15 November 2018 |
| OLSEN John William | RE | 1 | 11 September 2017 | 15 September 2017 |
| PARKER Gary Philip | RE | 1 | 04 September 2018 | 05 September 2018 |
| PARSONS David Richard | RE | 1 | 13 March 2018 | 19 March 2018 |
| PATEL Ajay Bhupendra | RE | 1 | 11 September 2018 | 21 June 2019 |
| PEARCE Carolyn Diana | RE | 1 | 15 November 2016 | 15 February 2017 |
| PUTTI Carlo Maria | RE | 1 | 12 April 2018 | 13 April 2018 |
| RUSSELL Matthew Alan | RE | 1 | 22 October 2018 | 22 October 2018 |
| RUSSELL Matthew Alan | RE | 1 | 03 April 2018 | 10 April 2018 |
| SAMARTH Gautam Ashish | RE | 1 | 10 January 2023 | 13 January 2023 |
| SECKER Robert Andrew | RE | 1 | 25 June 2019 | 27 June 2019 |
| SECKER Robert Andrew | RE | 1 | 14 June 2018 | 15 June 2018 |
| SOHN Jeik | RO | 1 | 06 October 2015 | 12 July 2018 |
| SOHN Jeik | RE | 1 | 18 February 2014 | 06 October 2015 |
| TAN Chee Hoe | RO | 4 | 30 August 2019 | 19 November 2019 |
| TAN Chee Hoe | RO | 1 | 14 August 2018 | 19 November 2019 |
| TEH Grace Chin-Yin 鄭晶瑩 | RE | 1 | 20 January 2015 | 28 October 2016 |
| TENG Han-Hsiang | RE | 4 | 21 October 2020 | |
| TENG Han-Hsiang | RE | 1 | 21 October 2020 | |
| TOMLINS James Edward | RE | 1 | 27 September 2021 | 01 December 2021 |
| TOMLINS James Edward | RE | 1 | 28 May 2019 | 31 May 2019 |
| TSAI Yu-ting 蔡毓婷 | RE | 4 | 24 October 2022 | |
| TSAI Yu-ting 蔡毓婷 | RE | 1 | 24 October 2022 | |
| VAIGHT Matthew Guy Ruthven | RE | 1 | 12 January 2018 | 16 January 2018 |
| VAN DEN BERG Richard Johannes | RE | 1 | 25 February 2019 | 26 February 2019 |
| VAN HIEN Mustafa | RE | 1 | 08 February 2018 | 09 February 2018 |
| WADLE John Allen | RE | 4 | 03 August 2020 | |
| WADLE John Allen | RE | 1 | 03 August 2020 | |
| WARDLE Matthew James | RE | 1 | 16 April 2019 | 18 April 2019 |
| WONG Tsun Yin 王俊彥 | RO | 4 | 20 August 2021 | |
| WONG Tsun Yin 王俊彥 | RO | 1 | 20 August 2021 | |
| WONG Tsun Yin 王俊彥 | RE | 4 | 30 March 2021 | 20 August 2021 |
| WONG Tsun Yin 王俊彥 | RE | 1 | 26 February 2021 | 20 August 2021 |
| WOOLNOUGH Richard John | RE | 1 | 04 September 2019 | 09 September 2019 |
| WOOLNOUGH Richard John | RE | 1 | 07 June 2018 | 07 June 2018 |
| XU Karen 徐成林 | RE | 1 | 18 February 2014 | 20 October 2015 |
| YEO Sze Huai, Grace | RE | 1 | 30 January 2024 | 02 February 2024 |
| YEUNG Ching Lai, Anthony Thomas 楊正禮 | RE | 1 | 14 October 2015 | 21 July 2017 |
| ZHOU Hao | RE | 4 | 09 June 2020 | 17 May 2023 |
| ZHOU Hao | RE | 1 | 09 June 2020 | 17 May 2023 |