SFC Licences of CHEUNG Tsz Yim 張止炎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 October 2016 | 15 December 2016 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 27 November 2015 | 20 April 2016 |