SFC Licences of HON FRANCIS SEMPILL Francis Henry William Forbes
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 26 February 2024 | 06 March 2024 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 26 February 2024 | 06 March 2024 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 30 October 2015 | 05 November 2015 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 30 October 2015 | 05 November 2015 |