SFC Licences of ZHOU Zhou 周宙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 17 December 2020 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 December 2020 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 03 July 2019 | 31 August 2020 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 01 February 2019 | 31 August 2020 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 05 January 2017 | 31 August 2020 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 03 November 2015 | 03 July 2019 |