SFC Licences of LIU Yuan 劉源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 28 September 2023 | |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 1 | 28 September 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 04 January 2017 | 05 July 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 January 2017 | 05 July 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 03 November 2015 | 24 November 2016 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 03 November 2015 | 24 November 2016 |