SFC Licences of RIKU Tokunari 陸德成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 1 | 12 May 2021 | 26 October 2023 |
NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RO | 3 | 20 September 2017 | 26 October 2023 |
NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 1 | 17 November 2015 | 12 May 2021 |