SFC Licences of GU Yujia 顧雨佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 14 February 2020 | 18 December 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 19 November 2015 | 28 May 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 19 November 2015 | 28 May 2019 |