SFC Licences of LAM Man Kin 林文建
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
uSmart Securities Limited 盈立證券有限公司 | RE | 9 | 04 November 2022 | 05 October 2023 |
uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 04 November 2022 | 05 October 2023 |
uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 04 November 2022 | 05 October 2023 |
CN First International Futures Limited 中一期貨有限公司 | RE | 2 | 14 December 2015 | 30 June 2021 |