SFC Licences of JAMES Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 08 December 2015 | 16 November 2016 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 08 December 2015 | 16 November 2016 |