SFC Licences of LU Lining 盧麗宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asian Capital Limited 卓亞融資有限公司 RE 1 19 September 2018 15 December 2023
Asian Capital Limited 卓亞融資有限公司 RE 6 18 December 2017 15 December 2023
Neutral Financial Holding Company Limited 中和金控有限公司 RE 9 11 February 2016 08 December 2017
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 11 February 2016 08 December 2017
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 11 February 2016 08 December 2017