SFC Licences of LAM KWOK WA 林國華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 02 June 2017 | |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 02 June 2017 | |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 29 July 2016 | 19 May 2017 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 22 March 2016 | 19 May 2017 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 27 January 2016 | 27 January 2016 |