SFC licenceholder BGT103 SHEN Jiayue 沈嘉悅

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2017-11-07
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 (Dealing in Securities) 2015-12-24 2017-08-25