SFC licenceholder BGT103 SHEN Jiayue 沈嘉悅
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-11-07 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 (Dealing in Securities) | 2015-12-24 | 2017-08-25 |