SFC licenceholder BGT103 SHEN Jiayue 沈嘉悅
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 25 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 07 November 2017 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | [1] (Dealing in Securities) | 24 December 2015 | 25 August 2017 |