SFC Licences of LIU Ying 劉穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 October 2018 | 21 February 2024 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 02 October 2018 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 June 2017 | 07 September 2018 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 20 January 2016 | 04 June 2017 |