SFC Licences of HUNG Tsun Hay 洪浚曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 06 December 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 06 December 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 December 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 06 October 2020 | 05 November 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 28 December 2018 | 05 November 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 28 December 2018 | 05 November 2021 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 09 November 2017 | 06 November 2018 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 09 November 2017 | 06 November 2018 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 05 January 2016 | 19 September 2016 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 05 January 2016 | 19 September 2016 |